DID MICHAEL ANTHONY SPARDELLO CAUSE YOU INVESTMENT LOSSES?
Michael Spardello was fired from Fidelity Brokerage Services LLC in November 2024, due to allegations of improper use of a planning tool without confirming client information accuracy.
Who is Michael Spardello formerly with Fidelity Brokerage Services LLC?
Michael Spardello (CRD #7606592) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Smithfield, Rhode Island, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Spardello Employment History and Termination
Michael Anthony Spardello was a registered broker at Fidelity Brokerage Services LLC, from January 2023 to December 2024, his role as a Workplace Planning Associate. In addition to working in the financial sector, he has prior experience in retail management, telecommunications, and sports memorabilia.
He passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 66). However, he is not currently registered with any financial firm.
His employment at Fidelity Brokerage Services LLC ended with termination on November 22, 2024, following allegations that he used a financial planning tool improperly without confirming client data accuracy, which impacted his performance metrics.
Negative Disclosures Summary
The FINRA report identifies one disclosure event: employment termination.
- Employment Termination (November 22, 2024)
- Employer: Fidelity Brokerage Services LLC
- Reason: Allegation that the employee improperly used a financial planning tool without confirming client information accuracy, which affected his performance metrics.
- Product Type Involved: None.
Michael Spardello Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Michael Spardello is a red flag which should put all current and former customers of Michael Spardello at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Spardello engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Michael Spardello
If you have questions about Fidelity Brokerage Services LLC and/or Michael Spardello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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