DID JEFFREY PAUL SPRAGUE CAUSE YOU INVESTMENT LOSSES?
About Jeffrey Sprague of Cetera Advisors LLC?
Jeffrey Sprague (CRD #2279580) located in Bingham Farms, Michigan, has been a registered securities broker for several decades and is currently employed with Cetera Advisors LLC (since September 8, 2022) and Cetera Investment Advisers LLC since November 12, 2020. His previous registrations include a long term at First Allied Securities, Inc., where he worked from 2002 to 2022, as well as positions at other firms such as First Allied Advisory Services, Inc. and Equity Services, Inc. He holds licenses in 11 U.S. states and territories and is registered with one self-regulatory organization (SRO). Over his career, he has passed four general industry/product exams and three multi-state securities law exams, though he has not obtained any principal or supervisory-level qualifications.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Sprague Customer Complaints and Reviews
Mr. Sprague has one customer dispute recorded in the FINRA report as follows:
- Customer Dispute Filed November 8, 2024
- Claim: The customer alleges that Mr. Sprague failed to disclose all material facts regarding an investment.
- Product Type: Real Estate Security
- Alleged Damages: $70,000
- Status: Pending review and resolution
Allegations Against Jeffrey Sprague
The following disclosure events were noted on his record:
- The pending customer dispute relates to an alleged failure to disclose all material facts regarding a real estate security investment. The customer has claimed $70,000 in damages. While the case remains unresolved, it is important to note that disputes in financial services can arise due to misunderstandings, market fluctuations, or other factors.
Jeffrey Sprague Red Flags & Your Rights As An Investor
Of course, Jeffrey Sprague did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Sprague at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Sprague has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Jeffrey Sprague
If you have questions about Cetera Advisors LLC and/or Jeffrey Sprague and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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