DID NICKOLAS MAXWELL TURK CAUSE YOU INVESTMENT LOSSES?
Nickolas Turk was fired from Vanguard Marketing Corporation in October 2024, following allegations of a violation of the firm’s Professional Conduct Policy.
Who is Nickolas Turk formerly with Vanguard Marketing Corporation?
Nickolas Turk (CRD #7439343) who was formerly registered as a broker with Vanguard Marketing Corporation and located in Malvern, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nickolas Turk Employment History and Termination
Nickolas Maxwell Turk was registered with one securities firm, Vanguard Marketing Corporation, from November 2021 to November 2024 as a registered broker. Before joining Vanguard, he worked in insurance sales and regional sales management during the years 2016 and 2021
He passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 66). However, he is not currently registered with any financial firm.
Mr. Turk’s employment at Vanguard Marketing Corporation ended with a termination following an internal review where it was determined that he had performed fiduciary activities for an immediate family member who was a Vanguard client. The firm found that these activities were not in the best interest of the family members and violated Vanguard’s Professional Conduct Policy.
Negative Disclosures Summary
The FINRA report identifies one disclosure event
- Employment Termination October 28, 2024
- Firm: Vanguard Marketing Corporation
- Reason: It was deemed that Turk had performed fiduciary activities for an immediate family member who was a Vanguard client. Vanguard determined these actions were not in the best interest of the family member and violated the firm’s Professional Conduct Policy.
- Product: Money Market Fund.
Nickolas Turk Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Nickolas Turk is a red flag which should put all current and former customers of Nickolas Turk Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Nickolas Turk engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Nickolas Turk
If you have questions about Vanguard Marketing Corporation and/or Nickolas Turk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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