DID HOWARD BART RAFF CAUSE YOU INVESTMENT LOSSES?
About Howard Raff of Grove Point Investments, LLC?
Howard Raff (CRD #4307069) is an experienced securities broker and investment adviser with over 20 years in the financial services industry. He is currently registered with Grove Point Investments, LLC, since March 14, 2007, and Grove Point Advisors, LLC, since April 1, 2021. Raff holds licenses in 16 U.S. states and is registered with one self-regulatory organization (FINRA). He has passed three industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Previously, Raff worked with firms such as H. Beck, Inc. (2007–2021), Diversified Securities, Inc. (2001–2017), and UBS PaineWebber Inc. (2001). His career has focused on investment advisory and securities brokerage services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Howard Raff Customer Complaints and Reviews
Howard Raff has four reported disclosures: one pending customer dispute and three outstanding tax liens.
- Customer Dispute (2023):
- Complaint: filed on behalf of nine claimants involving claims of unsuitable recommendations, overconcentration in investments, and breaches of fiduciary duty and negligence concerning NorthStar Healthcare Income REIT.
- Firm: Grove Point Investments LLC
- Damages: $300,000.
- Status: Pending under FINRA Case No. 23-03421
Allegations Against Howard Raff
The allegations and accusations against Howard Raff include:
- Claims of unsuitable recommendations, overconcentration in investments, and breaches of fiduciary duty and negligence concerning NorthStar Healthcare Income REIT.
Howard Raff Red Flags & Your Rights As An Investor
Of course, Howard Raff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Raff at Grove Point Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Raff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Howard Raff
If you have questions about Grove Point Investments, LLC and/or Howard Raff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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