DID EOGHAN THOMAS SHIELDS CAUSE YOU INVESTMENT LOSSES?
About Eoghan Shields of J.P. Morgan Securities LLC?
Eoghan Shields (CRD #7405619) is a securities broker and investment adviser currently registered with J.P. Morgan Securities LLC since August 16, 2021. Shields holds registrations with 26 self-regulatory organizations and is licensed in 53 U.S. states and territories. His professional qualifications include the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Shields has been actively involved in investment advisory and securities transactions, primarily focusing on equity investments. Shields began his career at J.P. Morgan as a summer intern in 2020 before transitioning into a full-time role in 2021. His responsibilities include advising clients on investment strategies and managing portfolios. He operates out of San Francisco, California, under J.P. Morgan Securities LLC.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eoghan Shields Customer Complaints and Reviews
Eoghan Shields has one pending customer dispute:
- Pending Customer Dispute (2024):
- Firm Involved: J.P. Morgan Securities LLC
- Allegation: A client alleged that Shields recommended an unsuitable investment strategy for equity securities, resulting in significant financial losses.
- Activity Period: July 2021 to March 2024.
- Alleged Damages: $103,700,000.
- Status: The dispute is currently pending under FINRA arbitration (Docket #24-00922).
This disclosure highlights a high-value claim concerning the suitability of investment recommendations, a critical issue in financial advisory services.
Allegations Against Eoghan Shields
- The allegations against Eoghan Shields include:
- Unsuitable Investment Strategy (2024):
- The client claims that Shields recommended an equity investment strategy that did not align with their financial goals and risk tolerance. The strategy allegedly led to substantial financial losses amounting to over $103 million.
- The allegations span a three-year period and are currently under review in a FINRA arbitration case. Shields and his firm have not admitted any wrongdoing, and the matter remains unresolved.
The pending arbitration involves significant financial claims and underscores the importance of ensuring that investment strategies align with client objectives and risk profiles.
Eoghan Shields Red Flags & Your Rights As An Investor
Of course, Eoghan Shields did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eoghan Shields at on alert to review carefully the activity and performance of their accounts and question whether Eoghan Shields has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Eoghan Shields
If you have questions about J.P. Morgan Securities LLC and/or Eoghan Shields and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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