DID DAVID ALLAN BITTERMANN CAUSE YOU INVESTMENT LOSSES?
David Allan Bittermann Of Oppenheimer & Co. Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past Year
Who is David A. Bittermann with Oppenheimer & Co. Inc.?
David Bittermann (CRD #1081760) who is currently registered with Oppenheimer & Co. Inc. and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Oppenheimer & Co. Inc., David Bittermann was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Oppenheimer & Co. Inc. Broker Misconduct
In his career, David Bittermann has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Both of David Bittermann’s customer complaints were settled in favor of investors.
Allegations Against David Bittermann
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The client alleged that David Bittermann failed to fully explain the nature, mechanics, and risks of an investment in made unsuitable investment recommendations.
- The customer alleged David Bittermann engaged in unauthorized trading, excessive trading, and failure to follow his instructions.
David Bittermann Red Flags & Your Rights as An Investor
Of course, David Bittermann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of David Bittermann at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether David Bittermann has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at Oppenheimer & Co. Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Oppenheimer & Co. Inc.
If you have questions about Oppenheimer & Co. Inc. and/or David Bittermann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...