DID TROY MALON AXELSON CAUSE YOU INVESTMENT LOSSES?
Troy Axelson Of SagePoint Financial And Formerly With AIG Capital Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Troy Axelson of SagePoint Financial?
Troy Axelson (CRD #2405148) who is currently registered with SagePoint Financial and located in White Bear Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to SagePoint Financial, Troy Axelson was associated with AIG Capital Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Troy Axelson Customer Complaint
Troy Axelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Troy Axelson purchased Credit Suisse exchange traded notes that were unsuitable. Troy Axelson’s customer complaint was settled in favor of the investors.
Troy Axelson Red Flags & Your Rights As An Investor
Of course, Troy Axelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Axelson at SagePoint Financial and AIG Capital Services on alert to review carefully the activity and performance of their accounts and question whether Troy Axelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial and AIG Capital Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Troy Axelson
If you have questions about SagePoint Financial, AIG Capital Services, and/or Troy Axelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.