DID JAMES EDWARD BAKUN CAUSE YOU INVESTMENT LOSSES?
James Bakun Formerly With Cetera Advisors And Investors Capital Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Bakun formerly with Cetera Advisors?
James Bakun (CRD #2376801) who was formerly registered with Cetera Advisors and located in Newburgh, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, James Bakun was associated with Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Bakun Customer Complaints
James Bakun has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Bakun’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Cetera Advisors for investment losses caused by James Bakun’s alleged misconduct.
Allegations Against James Bakun
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Conversion, common law fraud, breach of contract, and breach of fiduciary duty allegedly committed by James Bakun.
- Unauthorized trading allegedly by James Bakun.
James Bakun Red Flags & Your Rights As An Investor
Of course, James Bakun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bakun at Cetera Advisors and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether James Bakun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and Investors Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Advisors Due To James Bakun
If you have questions about Cetera Advisors, Investors Capital, and/or James Bakun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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