DID JEFFREY ROBERT CARTER CAUSE YOU INVESTMENT LOSSES?
Jeffrey Carter Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Jeffrey Carter of Raymond James Financial Services?
Jeffrey Carter (CRD #2902588) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jeffrey Carter was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jeffrey Carter Customer Complaint
Jeffrey Carter has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trades. Jeffrey Carter’s customer complaint was denied and, to date, the customers have not taken any further action.
Jeffrey Carter Red Flags & Your Rights As An Investor
Of course, Jeffrey Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Carter at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jeffrey Carter
If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Jeffrey Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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