DID KATHLEEN MORTON CAUSE YOU INVESTMENT LOSSES?
Kathleen Morton Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors Has One Customer Complaint For Alleged Broker Misconduct
Who is Kathleen Morton of Raymond James Financial Services, Inc.?
Kathleen Morton (CRD #1386970) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Geneva, Illinois is a subject of one of our many securities industry sales practice abuse investigations.
Kathleen Morton Customer Complaint
Kathleen Morton has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged an annuity was misrepresented at the time of sale. Kathleen Morton’s customer complaint was denied and the customers did not take any further action.
Kathleen Morton Red Flags & Your Rights As An Investor
Of course, Kathleen Morton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Morton at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Kathleen Morton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Kathleen Morton
If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and/or Kathleen Morton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.