DID NEIL RAISANEN CAUSE YOU INVESTMENT LOSSES?
Neil Raisanen Of Raymond James Financial Services, Inc. And Raymond James Financial Services Advisors Has One Customer Complaint For Alleged Broker Misconduct
Who is Neil Raisanen of Raymond James Financial Services, Inc.?
Neil Raisanen (CRD #1111266) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in South St. Paul, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.
Neil Raisanen Customer Complaint
Neil Raisanen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor withheld information needed to perform fiduciary duties as trustee. Neil Raisanen’s customer complaint was denied and, to date, the customers have not taken any further action.
Neil Raisanen Red Flags & Your Rights As An Investor
Of course, Neil Raisanen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Raisanen at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Neil Raisanen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Neil Raisanen
If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, and/or Neil Raisanen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.