DID KERRY GEROW FARLEY CAUSE YOU INVESTMENT LOSSES?
Kerry Farley Of Cetera Investment Services, Cetera Investment Advisers And Formerly With SunTrust Investment Services, SunTrust Advisory Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Kerry Farley of Cetera Investment Advisers?
Kerry Farley (CRD #1560826) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Palm Harbor, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Kerry Farley was associated with SunTrust Investment Services, SunTrust Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Kerry Farley Customer Complaint
Kerry Farley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the profit-sharing plan administrator for the law firm alleges Kerry Farley recommended purchase of $500,000 SILCs which could not be transferred into a new 401K plan. The investments would have to be liquidated at a possible loss. Kerry Farley’s customer complaint was settled in favor of the investors.
Kerry Farley Red Flags & Your Rights As An Investor
Of course, Kerry Farley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerry Farley at Cetera Investment Services, Cetera Investment Advisers, SunTrust Investment Services, and SunTrust Advisory Services and on alert to review carefully the activity and performance of their accounts and question whether Kerry Farley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Cetera Investment Advisers, SunTrust Investment Services, and SunTrust Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Kerry Farley
If you have questions about Cetera Investment Services, Cetera Investment Advisers, SunTrust Investment Services, SunTrust Advisory Services, and/or Kerry Farley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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