DID THEODORE ELLIOTT CAUSE YOU INVESTMENT LOSSES?
Theodore Elliott Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Theodore Elliott of Raymond James Financial Services, Inc.?
Theodore Elliott (CRD #1901850) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in White Bear Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.
Theodore Elliott Customer Complaints
Theodore Elliott has been the subject of 2 customer complaints that we know about. One of Theodore Elliott’s 2 customer complaints was settled in favor of investors. One of Theodore Elliott’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Theodore Elliott
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Theodore Elliott’s investments were unsuitable.
- Customers verbally alleged that the annuity they bought from Theodore Elliott was not sold to them in the right way. Customers were told the death benefit would double from $500,000 to $1,000,000 and that they would always be able to pull money out.
Theodore Elliott Red Flags & Your Rights As An Investor
Of course, Theodore Elliott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Elliott at Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Theodore Elliott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Theodore Elliott
If you have questions about Raymond James Financial Services, Inc. Raymond James Financial Services Advisors, and/or Theodore Elliott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...