DID MATTHEW DAVID HICKEY CAUSE YOU INVESTMENT LOSSES?
Matthew Hickey Of First Allied Securities, Capital Asset Management And Formerly With First Allied Advisory Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Matthew Hickey of First Allied Securities?
Matthew Hickey (CRD #1538384) who is currently registered with First Allied Securities, Capital Asset Management and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities and Capital Asset Management, Matthew Hickey was associated with First Allied Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Matthew Hickey Customer Complaint
Matthew Hickey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her financial adviser and former domestic partner recommended investments that were not suitable for her. Claimant generally alleged breach of fiduciary duty, unsuitability, negligence, and failure to supervise. The customer complaint filed against Matthew Hickey’s current employer First Allied Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.
Matthew Hickey Red Flags & Your Rights As An Investor
Of course, Matthew Hickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hickey at First Allied Securities, Capital Asset Management, and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Hickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Capital Asset Management, and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At First Allied Securities Due To Matthew Hickey
If you have questions about First Allied Securities, Capital Asset Management, First Allied Advisory Services, and/or Matthew Hickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...