DID JAMES MICHAEL SHRADER CAUSE YOU INVESTMENT LOSSES?
James Shrader Of Robert W. Baird & Co. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is James Shrader of Robert W. Baird & Co.?
James Shrader (CRD #1562368) who is currently registered with Robert W. Baird & Co.and located in Cedar Rapids, Iowa is a subject of one of our many securities industry sales practice abuse investigations.
James Shrader Customer Complaints
James Shrader has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of James Shrader’s 4 customer complaints were settled in favor of investors. One of James Shrader’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Robert W. Baird & Co. for investment losses caused by James Shrader’s alleged misconduct.
Allegations Against James Shrader
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged James Shrader failed to warn her of risk of her ETN and ETF purchases.
- Client’s daughter-in-law alleged that on her behalf account James Shrader’s performance was poor and requested reimbursement.
James Shrader Red Flags & Your Rights As An Investor
Of course, James Shrader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Shrader at Robert W. Baird & Co. on alert to review carefully the activity and performance of their accounts and question whether James Shrader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Due To James Shrader
If you have questions about Robert W. Baird & Co. and/or James Shrader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...