DID JOSE MARQUEZ ASCENCIO CAUSE YOU INVESTMENT LOSSES?
Jose Ascencio Of Raymond James Financial Services And Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Jose Ascencio of Raymond James Financial Services?
Jose Ascencio (CRD #4490072) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Orland, California is a subject of one of our many securities industry sales practice abuse investigations.
Jose Ascencio Customer Complaint
Jose Ascencio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were José Ascencio recommended and unsuitable investment strategy. Jose Ascencio’s customer complaint was denied and, to date, the customer has not taken any further action.
Jose Ascencio Red Flags & Your Rights As An Investor
Of course, Jose Ascencio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Ascencio at Raymond James Financial Services and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Jose Ascencio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jose Ascencio
If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, and/or Jose Ascencio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.