DID HAROLD PATRICK HELLEN CAUSE YOU INVESTMENT LOSSES?
Harold Hellen Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Harbour Investments Has A Customer Complaint For Alleged Broker Misconduct
Who is Harold Hellen of Cambridge Investment Research?
Harold Hellen (CRD #4495110) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Dodgeville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Harold Hellen was associated with Harbour Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Harold Hellen Customer Complaint
Harold Hellen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the allocation of his account was unsuitable given his stated needs and objectives. Harold Hellen’s customer complaint was denied and, to date, the customer has not taken any further action.
Harold Hellen Red Flags & Your Rights As An Investor
Of course, Harold Hellen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Hellen at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments on alert to review carefully the activity and performance of their accounts and question whether Harold Hellen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Harold Hellen
If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Harbour Investments, and/or Harold Hellen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...