DID ELAINE ROUMILLAT CAUSE YOU INVESTMENT LOSSES?
Elaine Roumillat Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Elaine Roumillat of MML Investors Services?
Elaine Roumillat (CRD #6749793) who is currently registered with MML Investors Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Elaine Roumillat Customer Complaint
Elaine Roumillat has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that the representative invested her in an unsuitable investment portfolio by exceeding her risk tolerance parameters and made unauthorized trades. The customer complaint filed against Elaine Roumillat’s current employer MML Investors Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Elaine Roumillat Red Flags & Your Rights As An Investor
Of course, Elaine Roumillat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elaine Roumillat at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elaine Roumillat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elaine Roumillat
If you have questions about MML Investors Services and/or Elaine Roumillat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.