| Read Time: 2 minutes |

DID JOHN JOSEPH WEISSE CAUSE YOU INVESTMENT LOSSES?

John Weisse Formerly With J.P. Morgan Securities And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is John Weisse formerly with J.P. Morgan Securities?

John Weisse (CRD #6270601) who was formerly registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, John Weisse was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

John Weisse Customer Complaint

John Weisse has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity in light of the three additional fixed policies she had also recently purchased. John Weisse’s customer complaint was settled in favor of the investors.

John Weisse Red Flags & Your Rights As An Investor

Of course, John Weisse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Weisse at J.P. Morgan Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether John Weisse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To John Weisse

If you have questions about J.P. Morgan Securities, NYLIFE Securities, and/or John Weisse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...