DID ASAF GLAICH CAUSE YOU INVESTMENT LOSSES?
Asaf Glaich Of Stifel, Nicolaus & Company, Incorporated And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Asaf Glaich of Stifel, Nicolaus & Company, Incorporated?
Asaf Glaich (CRD #3241626) who is currently registered with Stifel, Nicolaus & Company, Incorporated and located in Sugarland, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Asaf Glaich was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Asaf Glaich Customer Complaint
Asaf Glaich has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to corporate debt investment. Asaf Glaich’s customer complaint was denied and, to date, the customer has not taken any further action.
Asaf Glaich Red Flags & Your Rights As An Investor
Of course, Asaf Glaich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Asaf Glaich at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Asaf Glaich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Asaf Glaich
If you have questions about Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Asaf Glaich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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