DID FRANCIS JOSEPH DOUGHERTY CAUSE YOU INVESTMENT LOSSES?
Francis Dougherty Of Prudential Financial Planning Services And Formerly With BCG Securities, Inc. and Voya financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Francis Dougherty Of Prudential Financial Planning Services?
Francis Dougherty (CRD #4821828) who is currently registered with Prudential Financial Planning Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Prudential Financial Planning Services, Francis Dougherty was associated with BCG Securities, Inc. and Voya financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Francis Dougherty Customer Complaint
Francis Dougherty has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor allegedly made unsuitable alternative investment recommendations. The complaint was settled for $175,000 in favor of the investor.
Francis Dougherty Red Flags & Your Rights As An Investor
Of course, Francis Dougherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Dougherty at Prudential Financial Planning Services and formerly with BCG Securities, Inc. and Voya financial Advisors, Inc., on alert to review carefully the activity and performance of their accounts and question whether Francis Dougherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prudential Financial Planning Services, BCG Securities, Inc. and Voya financial Advisors, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Prudential Financial Planning Services Due To Francis Dougherty
If you have questions about Francis Dougherty of Prudential Financial Planning Services, BCG Securities, Inc., Voya financial Advisors, Inc. and/or Francis Dougherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...