DID GLENN H. WERNER CAUSE YOU INVESTMENT LOSSES?
Glenn Werner Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Glenn Werner David Lerner Associates, Inc.?
Glenn Werner (CRD #6118112) who is currently registered with David Lerner Associates, Inc. and located in Syosset, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to David Lerner Associates, Inc., Glenn Werner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Glenn Werner Customer Complaint
Glenn Werner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentation and breach of fiduciary duty related to mutual fund in private placement investments. The customer complaint was denied by the brokerage firm, and to date, it appears that the customer has not taken any further action.
Glenn Werner Red Flags & Your Rights As An Investor
Of course, Glenn Werner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Werner at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Glenn Werner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Glenn Werner
If you have questions about David Lerner Associates, Inc. and/or Glenn Werner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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