DID GREGORY ROY TUCKER CAUSE YOU INVESTMENT LOSSES?
Gregory Tucker Of D.A. Davidson & Co. Has 8 Customer Complaints For Alleged Broker Misconduct
Who is Gregory Tucker of D.A. Davidson & Co.?
Gregory Tucker (CRD #501274) who is currently registered with D.A. Davidson & Co. and located in Des Moines, Iowa is a subject of one of our many securities industry sales practice abuse investigations.
Gregory Tucker Customer Complaints
Gregory Tucker has been the subject of 8 customer complaints that we know about to recover investment losses. Gregory Tucker was the subject of a customer complaint against his member firm that resulted in an arbitration award in favor of the investor in the amount of $1,086,850. Three of the customer complaints were settled in favor of investors. The last 4 customer complaints were denied by the brokerage firm DA Davidson & Co., and today, the customers have not taken any further action.
Allegations Against Gregory Tucker
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendations to purchase and hold an excessive concentration of bonds.
- Registered Representative failed to follow customer’s risk tolerance and growth investment objectives.
- Misrepresentation of subordinated notes of Agri Bank.
- Statutory and common law claims for alleging unsuitable recommendations.
- Breach of fiduciary duty by failing to file customer’s investment objectives.
- Fraudulent misrepresentations, fraudulent concealment, negligent misrepresentation, negligence, in violation of the securities act of Nebraska.
- Customer complaint her account was mishandled and held bonds that were unsuitable and overly concentrated. Further, that her account was excessively traded.
Gregory Tucker Red Flags & Your Rights As An Investor
Of course, Gregory Tucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Tucker at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Gregory Tucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Gregory Tucker
If you have questions about D.A. Davidson & Co. and/or Gregory Tucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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