DID JAMES MICHAEL MCCARTHY CAUSE YOU INVESTMENT LOSSES?

James McCarthy Of Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is James McCarthy of Charles Schwab & Co., Inc.?

James McCarthy (CRD #1090461) who is currently registered with Charles Schwab & Co., Inc. and located in Lone Tree, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., James McCarthy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James McCarthy Customer Complaint

James McCarthy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations to place limit order resulted in multiple closing orders for the same option in losses. The customer complaint was settled by Charles Schwab in favor of the investor.

James McCarthy Red Flags & Your Rights As An Investor

Of course, James McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McCarthy at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether James McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To James McCarthy

If you have questions about Charles Schwab & Co., Inc. and/or James McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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