DID JAMES ROBERT BARCOMB CAUSE YOU INVESTMENT LOSSES?
James Barcomb Of Cantella & Co., Inc. and Formerly with Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Barcomb of Cantella & Co., Inc.?
James Barcomb (CRD #2434495) who is currently registered with Cantella & Co., Inc. and located in Malden, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., Inc., James Barcomb was associated with Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Barcomb Customer Complaints
James Barcomb has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Barcomb’s employer and to date, the customers have not taken any further action.
Allegations Against James Barcomb
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Mismanagement of managed portfolio caused excessive taxes.
- Sales practice violations related to sale of Guardian Variable Annuity.
James Barcomb Red Flags & Your Rights As An Investor
Of course, James Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Barcomb at Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To James Barcomb
If you have questions about Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc., IC Advisory Services, Inc. and/or James Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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