DID JAMES WOOD DIAMOND CAUSE YOU INVESTMENT LOSSES?

James Diamond Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct

Who is James Diamond of Commonwealth Financial Network?

James Diamond (CRD #1319295) who is currently registered with Commonwealth Financial Network and located in Greenville, Rhode Island, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, James Diamond was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Diamond Customer Complaint

James Diamond has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate account on the date requested. The customer complaint was denied by Commonwealth Financial Network and, to date, no further action has been taken by the customer.

James Diamond Red Flags & Your Rights As An Investor

Of course, James Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Diamond at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether James Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To James Diamond

If you have questions about Commonwealth Financial Network and/or James Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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