DID JAY DAVID SLADE CAUSE YOU INVESTMENT LOSSES?

Jay Slade Of Signature Securities And Formerly With HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Jay Slade of Signature Securities?

Jay Slade (CRD #2191979) who is currently registered with Signature Securities and located in Brooklyn, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Signature Securities, Jay Slade was associated with HSBC Securities (USA) Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Jay Slade Customer Complaint

Jay Slade has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence and unsuitable investment recommendations related to a private placement investment. Jay Slade’s employer settled the customer dispute in favor of the investor.

Jay Slade Red Flags & Your Rights As An Investor

Of course, Jay Slade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Slade at Signature Securities and HSBC Securities (USA) Inc on alert to review carefully the activity and performance of their accounts and question whether Jay Slade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signature Securities and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Signature Securities Due To Jay Slade

If you have questions about Signature Securities, HSBC Securities (USA) Inc. and/or Jay Slade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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