DID JOHN MICHAEL HEROUX CAUSE YOU INVESTMENT LOSSES?
John Heroux Of Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is John Heroux of Kovack Securities Inc.?
John Heroux (CRD #4502714) who is currently registered with Kovack Securities Inc. and located in Santa Barbara, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kovack Securities Inc., John Heroux was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Heroux Customer Complaint
John Heroux has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of private securities transaction. The customer complaint was denied by TKG Financial and to date, the customer has not taken any further action.
John Heroux Red Flags & Your Rights As An Investor
Of course, John Heroux did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Heroux at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether John Heroux has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To John Heroux
If you have questions about Kovack Securities Inc. and/or John Heroux and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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