DID JOHN N GIRGIS CAUSE YOU INVESTMENT LOSSES?
John Girgis Of SW Financial And Formerly With Worden Capital Management LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is John Girgis of SW Financial?
John Girgis (CRD #5021526) who is currently registered with SW Financial and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to SW Financial, John Girgis was associated with Worden Capital Management LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Girgis Customer Complaints
John Girgis has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Legend Securities in favor of the investor. Another customer complaint was denied by J.P. Turner and Co. and the customer took no further action. There are currently 2 pending arbitration proceedings against John Girgis’ former employer Worden Capital Management.
Allegations Against John Girgis
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Churning, unauthorized trading, unsuitability, negligence, and fraud.
- Breach of fiduciary duty, churning, qualitative and quantitative unsuitable transactions.
- Unauthorized trading and unauthorized use of margin and customer’s account.
- Excessive Commissions.
John Girgis Red Flags & Your Rights As An Investor
Of course, John Girgis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Girgis at SW Financial and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether John Girgis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At SW Financial Due To John Girgis
If you have questions about SW Financial, Worden Capital Management LLC and/or John Girgis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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