DID JONATHAN OWEN KATZ CAUSE YOU INVESTMENT LOSSES?
Jonathan Katz Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Jonathan Katz formerly with Transamerica Financial Advisors, Inc.?
Jonathan Katz (CRD #6013298) who was formerly registered with Transamerica Financial Advisors, Inc. and located in Fairfield, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Transamerica Financial Advisors, Inc., Jonathan Katz was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jonathan Katz Customer Complaint
Jonathan Katz has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for movement of funds of monies from customer’s variable annuity contract. Transamerica Financial Advisors denied the customer complaint, and today, no action has been taken.
Jonathan Katz Red Flags & Your Rights As An Investor
Of course, Jonathan Katz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Katz at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Katz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Jonathan Katz
If you have questions about Transamerica Financial Advisors, Inc. and/or Jonathan Katz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...