DID KIMBERLY ANN KENNEDY CAUSE YOU INVESTMENT LOSSES?
Kimberly Kennedy Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Kimberly Kennedy of LPL Financial LLC?
Kimberly Kennedy (CRD #1487140) who is currently registered with LPL Financial LLC and located in Denver, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Kimberly Kennedy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kimberly Kennedy Customer Complaints
Kimberly Kennedy has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Forta Financial Group in favor of the investors.
Allegations Against Kimberly Kennedy
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations, breach of fiduciary duty and breach of contract related to non-traded REITs and business development companies.
- Misrepresentation, negligence, unsuitability and breach of fiduciary duty relating to fixed annuities and non-traded REITs and business development companies.
Kimberly Kennedy Red Flags & Your Rights As An Investor
Of course, Kimberly Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Kennedy at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kimberly Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kimberly Kennedy
If you have questions about LPL Financial LLC and/or Kimberly Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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