DID KURT E CHASE CAUSE YOU INVESTMENT LOSSES?
Kurt Chase Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Kurt Chase of Cetera Investment Services LLC?
Kurt Chase (CRD #3051215) who is currently registered with Cetera Investment Services LLC and located in Lacey, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Kurt Chase was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kurt Chase Customer Complaints
Kurt Chase has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Cetera Investment Services and, to date, the customers have not taken any further action.
Allegations Against Kurt Chase
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Performance of variable annuity contract not as represented.
- Unsuitable investment advice.
Kurt Chase Red Flags & Your Rights As An Investor
Of course, Kurt Chase did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Chase at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Chase has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Kurt Chase
If you have questions about Cetera Investment Services LLC and/or Kurt Chase and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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