| Read Time: 2 minutes | News & Articles |

DID KITWANA NKOSI THOMAS CAUSE YOU INVESTMENT LOSSES?

Kitwana Thomas Formerly With Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Kitwana Thomas formerly with Fidelity Brokerage Services LLC?

Kitwana Thomas

Kitwana Thomas (CRD #5539984) who was formerly registered with Fidelity Brokerage Services LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Kitwana Thomas has also had regulatory problems. In 2017 the financial advisor consented to the sanction and to the entry of findings that he converted funds from his member firm by obtaining a reimbursement from it to which he was not entitled. Kitwana Thomas was permanently barred from any further association with any FINRA member firm in any capacity.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Kitwana Thomas Customer Complaint

Kitwana Thomas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable bond recommendations. Fidelity Brokerage Services recently denied the customer complaint, and to date, the customer has not filed any arbitration proceeding or taken any other action.

Kitwana Thomas Red Flags & Your Rights As An Investor

Of course, Kitwana Thomas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kitwana Thomas at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kitwana Thomas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Kitwana Thomas

If you have questions about Fidelity Brokerage Services LLC and/or Kitwana Thomas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...