DID LARRY JOSEPH MICHAELS CAUSE YOU INVESTMENT LOSSES?
Larry Michaels Of Crown Capital Securities, L.P. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Larry Michaels of Crown Capital Securities, L.P.?
Larry Michaels (CRD #4351477) who is currently registered with Crown Capital Securities, L.P. and located in Santa Ana, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Crown Capital Securities, L.P., Larry Michaels was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Larry Michaels Customer Complaints
Larry Michaels has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Crown Capital Securities in favor of the investors.
Allegations Against Larry Michaels
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer claimed they were unaware of redemptions of mutual fund positions and missed out on market gains in a managed account.
- Fraud and other misconduct, including, breach of fiduciary duty, suitability, violation of industry rules and regulations, and lack of due diligence.
Larry Michaels Red Flags & Your Rights As An Investor
Of course, Larry Michaels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Michaels at Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Larry Michaels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Crown Capital Securities, L.P. Due To Larry Michaels
If you have questions about Crown Capital Securities, L.P. and/or Larry Michaels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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