DID LINDA LIU CAUSE YOU INVESTMENT LOSSES?
Linda Liu Of Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Linda Liu of Cetera Investment Services LLC?
Linda Liu (CRD #4155741) who is currently registered as a broker and investment advisor with Cetera Investment Services LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Linda Liu was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Linda Liu Customer Complaints
Linda Liu has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the customer took no further action. There is currently one arbitration proceeding pending against Cetera Investment Services for Linda Liu’s alleged misconduct.
Allegations Against Linda Liu
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations related to real estate securities.
- Misrepresentation of the term of an investment.
- Unsuitable recommendation of alternative investments involving REITs and business development companies.
Linda Liu Red Flags & Your Rights As An Investor
Of course, Linda Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Liu at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Linda Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Linda Liu
If you have questions about Cetera Investment Services LLC and/or Linda Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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