DID LISA MARIE THORPE CAUSE YOU INVESTMENT LOSSES?
Lisa Thorpe Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Lisa Thorpe of Wells Fargo Clearing Services, LLC?
Lisa Thorpe (CRD #2196246) who is currently registered as a broker and investment advisor with Wells Fargo Clearing Services, LLC and located in St. George, Utah. is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Lisa Thorpe was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lisa Thorpe Customer Complaint
Lisa Thorpe has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor advised him the death benefit on his variable annuity contract would not go below a specific dollar amount which was untrue. Wells Fargo Advisors settled the customer dispute for $50,000.
Lisa Thorpe Red Flags & Your Rights As An Investor
Of course, Lisa Thorpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Thorpe at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lisa Thorpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Lisa Thorpe
If you have questions about Wells Fargo Clearing Services, LLC and/or Lisa Thorpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...