DID MARC S STEINBERG CAUSE YOU INVESTMENT LOSSES?
Marc Steinberg Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Marc Steinberg formerly with Westpark Capital, Inc.?
Marc Steinberg (CRD #2549670) who was formerly registered with Westpark Capital, Inc. and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Westpark Capital, Inc., Marc Steinberg was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marc Steinberg Customer Complaints
Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action.
Allegations Against Marc Steinberg
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Suitability of transactions in equity securities.
- Failure to execute sell orders.
- Unsuitable investment recommendations.
- Breach of fiduciary duty, misrepresentation, negligence and unsuitable investment recommendations.
Marc Steinberg Red Flags & Your Rights As An Investor
Of course, Marc Steinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Steinberg at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Steinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Marc Steinberg
If you have questions about Westpark Capital, Inc. and/or Marc Steinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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