DID MARIA M SMITH CAUSE YOU INVESTMENT LOSSES?
Maria Smith Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Maria Smith of J.P. Morgan Securities LLC?
Maria Smith (CRD #4310152) who is currently registered as a broker and investment advisor with J.P. Morgan Securities LLC and located in Danville, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Maria Smith was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Maria Smith Customer Complaints
Maria Smith has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by J.P. Morgan Securities, and today, the customers have not taken any further action.
Allegations Against Maria Smith
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unauthorized trading in equity listed stocks.
- Poor recommendations and advice regarding managed accounts.
Maria Smith Red Flags & Your Rights As An Investor
Of course, Maria Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Smith at J.P. Morgan Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Maria Smithhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Maria Smith
If you have questions about J.P. Morgan Securities LLC and/or Maria Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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