DID MARK WILLIAM PEARCY CAUSE YOU INVESTMENT LOSSES?
Mark Pearcy Of MML Investors Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Mark Pearcy of MML Investors Services, LLC?
Mark Pearcy (CRD #2978026) who is currently registered as a broker and financial advisor with MML Investors Services, LLC and located in San Diego, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Mark Pearcy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Pearcy Customer Complaints
Mark Pearcy has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled favorably for the investors by the Metropolitan Life Insurance Company. MetLife denied the other 2 customer complaints and no further action was taken.
Allegations Against Mark Pearcy
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Variable universal life insurance policy was misrepresented.
- Variable universal life insurance policy was unsuitable for the customer.
- Failure to follow customer’s instructions.
- Misrepresentations related to investment accounts recommended by adviser.
Mark Pearcy Red Flags & Your Rights As An Investor
Of course, Mark Pearcy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pearcy at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Pearcy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Mark Pearcy
If you have questions about Investors MML Investors Services, LLC and/or Mark Pearcy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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