DID MARY ALICE HENRY CAUSE YOU INVESTMENT LOSSES?
Mary Henry Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Mary Henry of LPL Financial LLC?
Mary Henry (CRD #717818) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Little Rock, Arkansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Mary Henry was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mary Henry Customer Complaints
Mary Henry has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by PSI in favor of the investor. The other 2 customer complaints were denied by LPL Financial and Edward Jones and, to date, the customers have not taken any further action.
Allegations Against Mary Henry
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation a variable annuity policy.
- Failure to follow customer instructions.
- Unsuitable recommendation to sell securities.
- Unsuitable recommendations of mutual fund investments.
Mary Henry Red Flags & Your Rights As An Investor
Of course, Mary Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Henry at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mary Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mary Henry
If you have questions about Investors LPL Financial LLC and/or Mary Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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