DID MATTHEW WILLIAM CRAFA CAUSE YOU INVESTMENT LOSSES?
Matthew Crafa Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Matthew Crafa of Royal Alliance Associates, Inc.?
Matthew Crafa (CRD #3114277) who is currently registered as a broker and investment advisor with Royal Alliance Associates, Inc. and located in Garden City, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., Matthew Crafa was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew Crafa Customer Complaints
Matthew Crafa has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint settled by Royal Alliance for $525,000 in favor of the investor. The other 2 customer complaints evolved into FINRA arbitration proceedings and are still pending.
Allegations Against Matthew Crafa
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Violation of FINRA Rules 2110 and 2111, negligence, misrepresentation and breach of fiduciary duty.
- Breach of contract, breach of fiduciary duty and negligence related to an investment in a private fund.
- Misrepresentation of a private investment fund.
Matthew Crafa Red Flags & Your Rights As An Investor
Of course, Matthew Crafa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Crafa at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Crafa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Matthew Crafa
If you have questions about Royal Alliance Associates, Inc. and/or Matthew Crafa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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