DID MAZIAR MONSHI CAUSE YOU INVESTMENT LOSSES?
Maziar Monshi Of IFP Securities, LLC And Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Maziar Monshi of IFP Securities, LLC?
Maziar Monshi (CRD #2629721) who is currently registered as a broker and investment adviser with IFP Securities, LLC and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to IFP Securities, LLC, Maziar Monshi was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Maziar Monshi Customer Complaints
Maziar Monshi has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Maziar Monshi’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against the financial advisor’s former employer LPL Financial.
Allegations Against Maziar Monshi
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations of REITs and business development companies.
- Trade error in failing to purchase insured bonds.
- Misrepresentation of interest rate payable on fixed annuity.
- Transactions were unsuitable and excessive.
- Unauthorized trading.
- Client claims she was asked to sign blank forms and that funds were misappropriated by her registered representative’s spouse.
Maziar Monshi Red Flags & Your Rights As An Investor
Of course, Maziar Monshi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maziar Monshi at IFP Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Maziar Monshi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Maziar Monshi
If you have questions about IFP Securities, LLC, LPL Financial LLC and/or Maziar Monshi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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