DID MICHAEL ALLEN KAMPERMAN CAUSE YOU INVESTMENT LOSSES?
Michael Kamperman Formerly With HD Vest Investment Services Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Michael Kamperman formerly with HD Vest Investment Services?
Michael Kamperman (CRD #2002603) who was formerly registered as a broker with HD Vest Investment Services and located in Waco, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to HD Vest Investment Services, Michael Kamperman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Kamperman has had his own regulatory problems. Without admitting or denying the findings, he consented to the sanctions and to the entry of findings that he made unsuitable investment recommendations in the 401 (k) and IRA retirement accounts of customers. As a result, he was suspended for 18 months and fined $20,000.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Kamperman Customer Complaints
Michael Kamperman has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by his former employers in favor of the investors. The 5th complaint was denied by his former employer and the customer took no further action.
Allegations Against Michael Kamperman
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The trades in the customer accounts were unsuitable and excessive.
- Investments where not suitable and overconcentrated.
- Breach of fiduciary duties and contract.
- Unauthorized in excess of trading, unsuitable investments, misrepresentations and lack of due diligence with respect to product recommended.
Michael Kamperman Red Flags & Your Rights As An Investor
Of course, Michael Kamperman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kamperman at HD Vest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Michael Kamperman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at HD Vest Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At HD Vest Investment Services Due To Michael Kamperman
If you have questions about HD Vest Investment Services and/or Michael Kamperman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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