DID MICHAEL JOHN WAGNER CAUSE YOU INVESTMENT LOSSES?
Michael Wagner Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Michael Wagner of Morgan Stanley?
Michael Wagner (CRD #4465334) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Michael Wagner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Michael Wagner Customer Complaints
Michael Wagner has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors for over $4.1 million and $1.5 million respectively. The brokerage firm denied another customer complaint and, to date, the customer is not filed in the arbitration proceeding.
Allegations Against Michael Wagner
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of a stock option investment strategy.
- Misrepresentation related to strategy in a managed account involving options.
- Unsuitable options investment strategy in a managed account.
Michael Wagner Red Flags & Your Rights As An Investor
Of course, Michael Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wagner at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Wagner
If you have questions about Morgan Stanley and/or Michael Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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