DID PETER THOMPSON HIGGINS CAUSE YOU INVESTMENT LOSSES?

Peter Higgins Of Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Peter Higgins of Janney Montgomery Scott LLC?

Peter Higgins (CRD #245408) who is currently registered as a broker and investment adviser with Janney Montgomery Scott LLC and located in Bedminster, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Peter Higgins was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Peter Higgins Customer Complaints

Peter Higgins has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints evolved into arbitration proceedings and resulted in the awards against the brokerage firms and in favor of the customers. The other 2 customer complaints were settled by Janney Montgomery Scott in favor of the investors.

Allegations Against Peter Higgins

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Customer’s retirement savings were invested in risky and unsuitable securities and unsuitable option investment strategy.
• Sale of securities without customer’s authority.
• Unauthorized purchase of securities.
• Fraud, fraudulent concealment, gross negligence, breach of fiduciary duty, unauthorized and unsuitable trading.
• Churning of customer account.

Peter Higgins Red Flags & Your Rights As An Investor

Of course, Peter Higgins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Higgins at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Higginshas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Peter Higgins

If you have questions about Janney Montgomery Scott LLC and/or Peter Higgins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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