DID RAYMOND ALAGAO VELASCO, SR. CAUSE YOU INVESTMENT LOSSES?

Raymond Velasco, Sr. Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Raymond Velasco, Sr. formerly with LPL Financial LLC?

Raymond Velasco, Sr. (CRD #4867519) who was formerly registered with LPL Financial LLC and located in Lisle, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Raymond Velasco, Sr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Raymond Velasco, Sr. has had his own regulatory problems, recently suspended for 2 years for allegedly misrepresenting that customers were separated from their employment, inducing the firm holding the customer’s retirement accounts to waive surrender fees.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Raymond Velasco, Sr. Customer Complaint

Raymond Velasco, Sr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for replacing an existing life insurance policy with a new variable universal life insurance policy without customer’s knowledge. The arbitration against MetLife Securities is still pending.

Raymond Velasco, Sr. Red Flags & Your Rights As An Investor

Of course, Raymond Velasco, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Velasco, Sr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Velasco, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Raymond Velasco, Sr.

If you have questions about LPL Financial LLC and/or Raymond Velasco, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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