DID STEPHEN CURTIS LAWLER CAUSE YOU INVESTMENT LOSSES?

Stephen Lawler Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Stephen Lawler of Cetera Advisors LLC?

Stephen Lawler (CRD #1193477) who is currently registered as a broker and investment adviser with Cetera Advisors LLC and located in Peoria, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors LLC, Stephen Lawler was associated with First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Stephen Lawler Customer Complaints

Stephen Lawler has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Investor Corp. in favor of the investor. The other 2 customer complaints are still pending.

Allegations Against Stephen Lawler

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations related to REITs.
• Unsuitability, overconcentration, misrepresentations, fraud, breach of contract, breach of fiduciary duty, negligence and violation of laws related to real estate securities.

Stephen Lawler Red Flags & Your Rights As An Investor

Of course, Stephen Lawler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawler at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Stephen Lawler

If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Stephen Lawler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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