DID WILLIAM JAMES HOFFMAN CAUSE YOU INVESTMENT LOSSES?

William Hoffman Formerly With Royal Alliance Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is William Hoffman formerly with Royal Alliance Associates, Inc.?

William Hoffman (CRD #1542724) who was formerly registered with Royal Alliance Associates, Inc. and located in Eugene, Oregon, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., William Hoffman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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William Hoffman Customer Complaints

William Hoffman has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor the investor. The brokerage firm denied the other 6 customer complaints and, to date, no further action has been taken by the customers.

Allegations Against William Hoffman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Misrepresentation of features of variable annuity contract.
Forgery.
Misrepresentation in the sale of variable and fixed index annuities.
Omission of material facts in connection with the transfer of annuities.
Negligent misrepresentation in connection with withdrawals from IRA

William Hoffman Red Flags & Your Rights As An Investor

Of course, William Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hoffman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To William Hoffman

If you have questions about Royal Alliance Associates, Inc. and/or William Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

William Hoffman formerly with Royal Alliance Associates, Inc.