DID MARK ALAN CLINE CAUSE YOU INVESTMENT LOSSES?

Mark Cline Formerly With National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation Has 20 Customer Complaints For Alleged Broker Misconduct

Who is Mark Cline formerly with National Securities Corporation?

Mark Cline (CRD #3206962) who was formerly registered with National Securities Corporation and located in Wildwood, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities Corporation, Mark Cline was associated with B. Riley Wealth Management, Great Nation Investment Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Mark Cline Customer Complaints

In his career, Mark Kline has been the subject of 20 customer complaints that we know about seeking to recover investment losses. Fourteen of those customer complaints were settled in favor of the investors. Many of those complaints relate to GWG L bonds and the investment losses those customers suffered. There are currently 6 customer complaints still pending and FINRA arbitration proceedings.

Allegations Against Mark Cline

A sample of the allegations made in the customer complaints and/or FINRA arbitration claims for investment losses include the following:

• Advisor recommended unsuitable, illiquid private placement of L bonds issued by GWG Holdings, Inc.
• Suitability of real estate security investment.
• Suitability of private placement investment.
• Suitability of GWG L bonds.
• Suitability of Alternative investment.
• Suitability problems with options investment strategy.

Mark Cline Red Flags & Your Rights As An Investor

Of course, Mark Cline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Cline at National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Cline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Mark Cline

If you have questions about National Securities Corporation, B. Riley Wealth Management, Great Nation Investment Corporation and/or Mark Cline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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