DID RAY DON GALLETTE CAUSE YOU INVESTMENT LOSSES?

Ray Gallette Formerly With Coastal Equities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Ray Gallette formerly with Coastal Equities, Inc.?

Ray Gallette (CRD #3041923) who was formerly registered with Coastal Equities, Inc. and located in El Dorado Springs, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities, Inc., Ray Gallette was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Ray Gallette Customer Complaints

Ray Gallette has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Coastal Equities in favor of the investors. There are currently 5 other FINRA arbitration proceedings pending against Coastal Equities for Ray Gallette’s alleged misconduct.

Allegations Against Ray Gallette

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Unsuitable investment recommendations of private placements.
Misrepresentation of private placement investments.
Failure to conduct adequate due diligence on certain investments.

Ray Gallette Red Flags & Your Rights As An Investor

Of course, Ray Gallette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Gallette at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ray Gallette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Ray Gallette

If you have questions about Coastal Equities, Inc. and/or Ray Gallette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Ray Gallette formerly with Coastal Equities, Inc.